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Securities regulation in the United States
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#	Item
651	Microsoft Word - Harmonization confirmation letter_final.docx Add to Reading List Source URL: www.ici.org Language: English Commodity Futures Trading Commission Commodity pool Securities regulation in the United States Regulatory compliance National Futures Association Financial system Finance Commodities market Financial economics Commodity Pool Operator
652	USCA Case #[removed]Document #[removed]Filed: [removed] Add to Reading List Source URL: www.ici.org Language: English Government Investment Company Act U.S. Securities and Exchange Commission Securities regulation in the United States Law Rulemaking 76th United States Congress Financial regulation Commodity Futures Trading Commission
653	#..SEC-33 System name: Administrative and Litigation Release System--SEC. System location: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records in this system also may be maintained at the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:59:34 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
654	Complaint: Winning Kids, Inc., Christian Hainsworth, Robert Comiskey, Edward Tamimi, and Victor Selenow Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-02 14:43:08 73rd United States Congress Financial economics Investment Finance Securities regulation in the United States Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Prospectus United States securities law United States Securities and Exchange Commission Stock market
655	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-28 16:46:05 Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities regulation in the United States Financial adviser Economics Pension Investment Financial economics Finance
656	3 Eagles Research & Development LLC, Harry Dean Proudfoot III, Matthew Dale Proudfoot, Laurie Anne Vrvilo and Dennis Ashley Bukantis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-17 14:27:38 Financial services Fraternal Order of Eagles U.S. Securities and Exchange Commission Securities regulation in the United States Collective investment scheme Investor Financial economics Funds Investment
657	November 14, 2011 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English United States securities law United States Securities and Exchange Commission Financial services 73rd United States Congress Hedge fund Regulation D Securities regulation in the United States U.S. Securities and Exchange Commission Securities Act Financial economics Finance Investment
658	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:36:30 Finance Financial regulation Investment Financial adviser Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Registered Investment Advisor Financial economics 76th United States Congress Investment Advisers Act
659	SEC Complaint: Manuel M. Bello, Ayuda Equity Funding, LLC, and AmeriFund Capital Holdings, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-25 16:21:06 Financial economics Investment Finance Security Stock market Securities regulation in the United States Securities Act Securities Exchange Act SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
660	Microsoft Word - Contact Information Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 01:55:18 Management Company secretary Law Securities Commission Securities regulation in the United States Government-owned corporation Clause 49 Institute of Corporate Directors Listing Rules Corporate governance Professional associations Corporations law

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